Arg0:expeller, agent
Arg1:entity expelled
Arg2:expelled from
passive with Arg2 (-) | |
---|---|
| |
REL: | expelled |
Arg1: | [*-150] -> Two firms |
Arg2-from: | the NASD |
passive with ArgM-CAU (-) | |
---|---|
| |
REL: | expelled |
Arg1: | [*-1] -> First Securities Group of California and a principal of the firm , Louis Fernando Vargas of Marina del Rey , Calif. , |
ArgM-CAU: | for alleged violations of reporting requirements on securities sales |